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Risk Disclosures on Derivatives :1. 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses. 2. On an average, loss makers registered net trading loss close to ? 50,000. 3. Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs. 4. Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost. Source:SEBIAttention Investors :1.Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020 2.Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3.Pay 20% upfront margin of the transaction value to trade in cash market segment. 4.Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. 5.Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. ...Issued in the interest of investors

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Escalation Matrix for Depository Division

Details of Contact Person Address Contact No. Email Id Working Hours
Customer Care Mr. Vikas 503, Rohit House 3, Tolstoy Marg New Delhi – 110001 011-49800908 ra.soni@bharatbhushan.com 10:00 – 18:00
Head of Customer Care Mr. Naveen Kumar Sharma 011-49800907 dp@bharatbhushan.com 10:00 – 18:00
Compliance Officer Mr. Sanjay Rajora 011-49800906 compliance@bharatbhushan.com 10:00 – 18:00
CEO Mr. Vijay Bhushan 011-49800900 corporate@bharatbhushan.com 10:00 – 18:00

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with NSDL at https://www.epass.nsdl.com/complaints/websitecomplaints.aspx or SEBI at https://scores.gov.in/scores/Welcome.html. Please quote your Complaint Ref No. while raising your complaint at Depository/ SEBI SCORES portal.

Escalation Matrix for Broking Division

Details of Contact Person Address Contact No. Email Id Working Hours
Customer Care Mr. Satender 503, Rohit House 3, Tolstoy Marg New Delhi – 110001 011-49800903 satender@bharatbhushan.com 10:00 – 18:00
Head of Customer Care Mr. R. A. Soni 0141-4049938-39 ra.soni@bharatbhushan.com 10:00 – 18:00
Compliance Officer Mr. Sanjay Rajora 011-49800906 compliance@bharatbhushan.com 10:00 – 18:00
CEO Mr. Vijay Bhushan 011-49800900 corporate@bharatbhushan.com 10:00 – 18:00

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with NSE at https://investorhelpline.nseindia.com/NICEPLUS/ or with BSE at https://bsecrs.bseindia.com/ecomplaint/frmInvestorHome.aspx or with SEBI at https://scores.gov.in/scores/Welcome.html. Please quote your Complaint Ref No. while raising your complaint at Exchange/ SEBI SCORES portal.

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Equity SEBI Registration No INZ000204433, NSE Membership No. 07724, BSE Membership No. 3029, SEBI Registration No. for DP: IN-DP-545-2021, NSDL-DP ID: IN301209,SEBI Research Analysts Registration No :INH100007310

Compliance Officer – Mr. Sanjay Rajora,Email Id:- Compliance@bharatbhushan.com

Attention Investors : "Prevent Unauthorized Transactions in your Trading & Demat account --> Update your Mobile Number / email IDs with your Stock Broker & Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions for your Trading / Demat account directly from Exchange / NSDL at the end of the day--issued in the interest of investors."

Attention Investors : "Prevent Unauthorised Transactions in your Trading / Demat account –> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in yourdemat account directly from NSDL on the same day …..Issued in the interest of investors. KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.”Prevent Unauthorized transactions in your account –> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day ……….Issued in the interest of investors”

Attention Investors : "The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time. The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us”

“KYC is a one time exercise while dealing in securities market- once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.”

"No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."

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